MAXIM

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Maxim Group is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan. Maxim formed in 2002 as a spin-off of the U.S. subsidiary of the global investment firm Investec. We provide a comprehensive array of financial services including investment banking, global institutional sales, equity research, fixed income and derivative sales & trading, merchant capital, private wealth management, and prime brokerage services to a diverse range of corporate clients, institutional investors and high-net-worth individuals.

Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB).

 

Maxim Group is a member of:

FINRA
Financial Industry Regulatory Authority

NASDAQ
Stock market

NYSE 
Arca, Inc

IEX
The Investors Exchange

SIPC
Securities Investor Protection Corporation

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